Business Daily Media

Men's Weekly

.

SEC Charges Sound Point Capital Management for Insider Trading Policy Failures

  • Written by Newsfile

Washington, D.C.--(Newsfile Corp. - August 26, 2024) - The Securities and Exchange Commission today announced settled charges against New York-based registered investment adviser Sound Point Capital Management LP for failing to establish, maintain, and enforce written policies and procedures reasonably designed to prevent the misuse of material...