SEC Obtains Court Order to Stop Investment Adviser's Alleged Ongoing Offering Fraud
- Written by Newsfile
Washington, D.C.--(Newsfile Corp. - August 13, 2021) - The Securities and Exchange Commission today announced the filing of an emergency action against Martin A. Ruiz of New York, and two entities he controls, Carter Bain Wealth Management, LLC (Carter Bain) and RAM Fund, LP (RAM). Shortly after filing the complaint, the SEC obtained a...