SEC Proposes Rule Amendments to the Broker-Dealer Customer Protection Rule
- Written by Newsfile
Washington, D.C.--(Newsfile Corp. - July 12, 2023) - The Securities and Exchange Commission today proposed amendments to Rule 15c3-3 (the Customer Protection Rule) to require certain broker-dealers to increase the frequency with which they perform computations of the net cash they owe to customers and other broker-dealers (known as PAB...