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SEC Charges OTC Link LLC with Failing to File Suspicious Activity Reports

  • Written by Newsfile

Washington, D.C.--(Newsfile Corp. - August 12, 2024) - The Securities and Exchange Commission today announced charges against OTC Link LLC, a New York-based broker-dealer, for failing to file numerous reports of suspicious financial transactions, known as Suspicious Activity Reports (SARs), for a period of more than three years. OTC Link agreed to...